Security & Compliance (Blockchain + KYC/AML)

Ramply implements a comprehensive security and compliance framework that combines cutting-edge blockchain security with traditional financial regulations to ensure the highest levels of protection and regulatory compliance.

Multi-Layer Security Architecture

Blockchain Security

  • Immutable Ledger: All transactions recorded on immutable blockchain

  • Cryptographic Security: Advanced cryptographic algorithms for data protection

  • Decentralized Architecture: No single point of failure

  • Smart Contract Security: Audited smart contracts with multi-signature protection

  • Private Key Management: Hardware Security Module (HSM) for key storage

Network Security

  • End-to-End Encryption: AES-256 encryption for all data transmission

  • TLS 1.3: Latest transport layer security protocols

  • VPN Integration: Secure virtual private network connections

  • DDoS Protection: Advanced distributed denial-of-service protection

  • Firewall Security: Multi-layer firewall protection

Application Security

  • Zero-Trust Architecture: Verify every access request

  • Multi-Factor Authentication: Enhanced authentication for all users

  • Role-Based Access Control: Granular permission management

  • API Security: OAuth 2.0 and JWT token-based authentication

  • Input Validation: Comprehensive input sanitization and validation

KYC (Know Your Customer) Framework

Identity Verification

  • Document Verification: Government-issued ID verification

  • Biometric Authentication: Facial recognition and fingerprint verification

  • Address Verification: Proof of address validation

  • Phone Verification: SMS and voice call verification

  • Email Verification: Email address confirmation

Risk Assessment

  • Customer Risk Profiling: Comprehensive risk assessment for each customer

  • Transaction Monitoring: Real-time monitoring of all transactions

  • Behavioral Analysis: AI-powered behavioral pattern analysis

  • Sanctions Screening: OFAC and international sanctions list screening

  • PEP Screening: Politically Exposed Person identification

Compliance Levels

  • Tier 1: Basic verification for low-risk customers

  • Tier 2: Enhanced verification for medium-risk customers

  • Tier 3: Full verification for high-risk customers

  • Tier 4: Enhanced due diligence for VIP customers

  • Tier 5: Ongoing monitoring for high-value customers

AML (Anti-Money Laundering) Compliance

Transaction Monitoring

  • Real-Time Screening: Continuous monitoring of all transactions

  • Pattern Recognition: AI-powered pattern detection

  • Anomaly Detection: Unusual transaction behavior identification

  • Threshold Monitoring: Automated alerts for high-value transactions

  • Cross-Border Tracking: International transaction monitoring

Suspicious Activity Reporting

  • Automated Detection: AI-powered suspicious activity detection

  • Manual Review: Human review of flagged transactions

  • SAR Filing: Automated Suspicious Activity Report generation

  • Regulatory Reporting: Compliance with all regulatory reporting requirements

  • Audit Trails: Complete audit trails for all investigations

Risk Management

  • Customer Due Diligence: Comprehensive customer background checks

  • Enhanced Due Diligence: Additional checks for high-risk customers

  • Ongoing Monitoring: Continuous monitoring of customer behavior

  • Risk Scoring: Dynamic risk scoring based on multiple factors

  • Mitigation Strategies: Proactive risk mitigation measures

Regulatory Compliance

Global Regulations

  • FATF Guidelines: Financial Action Task Force compliance

  • Basel III: International banking regulations

  • MiFID II: European financial services regulations

  • Dodd-Frank: US financial reform regulations

  • GDPR: European data protection regulations

Regional Compliance

  • US: FinCEN, OFAC, SEC compliance

  • EU: EBA, ESMA, national regulator compliance

  • UK: FCA, PRA compliance

  • Asia: MAS, HKMA, JFSA compliance

  • Other Regions: Local regulatory compliance

Licensing & Permits

  • Money Transmitter Licenses: Licensed in all operating jurisdictions

  • Payment Institution Licenses: EU payment institution authorization

  • Virtual Asset Service Provider: Crypto service provider registration

  • Banking Partnerships: Licensed banking partner relationships

  • Regulatory Approvals: Ongoing regulatory approval maintenance

Data Protection & Privacy

Privacy by Design

  • Data Minimization: Collect only necessary data

  • Purpose Limitation: Use data only for stated purposes

  • Storage Limitation: Limited data retention periods

  • Accuracy: Ensure data accuracy and currency

  • Security: Protect data with appropriate security measures

User Rights

  • Right to Access: Users can access their personal data

  • Right to Rectification: Users can correct inaccurate data

  • Right to Erasure: Users can request data deletion

  • Right to Portability: Users can export their data

  • Right to Object: Users can object to data processing

Data Security

  • Encryption at Rest: All data encrypted when stored

  • Encryption in Transit: All data encrypted during transmission

  • Access Controls: Strict access controls for data

  • Regular Audits: Regular security audits and assessments

  • Incident Response: Comprehensive incident response procedures

Fraud Prevention

AI-Powered Detection

  • Machine Learning Models: Advanced ML models for fraud detection

  • Behavioral Analytics: User behavior pattern analysis

  • Device Fingerprinting: Unique device identification

  • Location Analysis: Geographic location verification

  • Transaction Analysis: Real-time transaction analysis

Real-Time Monitoring

  • Transaction Scoring: Real-time risk scoring

  • Velocity Checks: Transaction frequency monitoring

  • Amount Monitoring: Unusual amount detection

  • Pattern Analysis: Transaction pattern analysis

  • Alert System: Automated alert generation

Response Mechanisms

  • Automatic Blocking: Automatic blocking of suspicious transactions

  • Manual Review: Human review of flagged transactions

  • Customer Notification: Immediate customer notification

  • Investigation Process: Comprehensive investigation procedures

  • Recovery Procedures: Fraud recovery and prevention measures

Audit & Monitoring

Internal Audits

  • Regular Audits: Quarterly internal security audits

  • Compliance Reviews: Annual compliance reviews

  • Risk Assessments: Ongoing risk assessments

  • Control Testing: Regular control effectiveness testing

  • Remediation: Timely remediation of identified issues

External Audits

  • Third-Party Audits: Annual third-party security audits

  • Penetration Testing: Regular penetration testing

  • Compliance Audits: Regulatory compliance audits

  • Certification: Industry standard certifications

  • Continuous Monitoring: Ongoing external monitoring

Reporting

  • Regulatory Reports: Automated regulatory reporting

  • Management Reports: Regular management reporting

  • Board Reports: Quarterly board reporting

  • Public Disclosures: Transparent public disclosures

  • Stakeholder Updates: Regular stakeholder updates

Incident Response

Response Team

  • Security Team: Dedicated security response team

  • Legal Team: Legal compliance team

  • Communications: Public relations team

  • Technical Team: Technical response team

  • Management: Executive response team

Response Procedures

  • Detection: Rapid incident detection

  • Assessment: Comprehensive impact assessment

  • Containment: Immediate threat containment

  • Investigation: Thorough incident investigation

  • Recovery: System and data recovery

  • Lessons Learned: Post-incident analysis

Communication

  • Internal Communication: Staff notification procedures

  • Customer Communication: Customer notification procedures

  • Regulatory Communication: Regulatory notification requirements

  • Public Communication: Public disclosure procedures

  • Media Relations: Media communication protocols

Continuous Improvement

Technology Updates

  • Security Patches: Regular security patch updates

  • System Upgrades: Continuous system improvements

  • New Technologies: Adoption of new security technologies

  • Best Practices: Implementation of industry best practices

  • Innovation: Continuous security innovation

Training & Education

  • Staff Training: Regular security training for all staff

  • Awareness Programs: Security awareness programs

  • Certification: Professional security certifications

  • Simulations: Regular security incident simulations

  • Updates: Continuous training updates

Monitoring & Metrics

  • Key Performance Indicators: Security KPI monitoring

  • Risk Metrics: Risk assessment metrics

  • Compliance Metrics: Compliance measurement

  • Incident Metrics: Security incident tracking

  • Improvement Metrics: Continuous improvement measurement

Last updated